金融機関/金融プロフェッショナルの転職・求人

Client Onboarding, Operations

Client Onboarding, Operations [ID:27634]

仕事内容
- Perform Client Due Diligence review in support of the Firm’s new client onboarding and existing client in accordance with the applicable regulatory program requirements such as JP KYC, UK KYC, MiFID II, FIEL.
- Line Manager role includes supervision of RTB, working global initiatives as Tokyo lead, and people management.
- Handle inquiries appropriately to internal and external client
- Actively engage with Business, Risk, Compliance and Operations during the onboarding and KYC review starting from a request is received to completing a review.
- Verify and update firm systems and databases with information and documentation obtained from clients ensuring client data are up-to-date and correct
- Participate in projects surrounding regulatory changes (e.g. KYC, FIEL, DoddFrank, EMIR, MyNumber) and process improvement initiatives such as technology enhancements, operational process review, and process simplification.
- Review and respond appropriately to internal and external client inquiries related to onboarding of derivatives clients and collect the data and document required for onboarding.
必要経験
- Proactive, analytical and problem solving skills. Problem structuring, analyses, and recommending solutions
- Judgment in when to escalate issues and taking charge as needed to prevent/minimize the impact
- Multi-task and task prioritization
- Outstanding attention to detail
- Ability to work independently and in a multicultural team
- JSDA Level 1/2
- Intermediate to advanced MS Office Applications (especially in PowerPoint, Excel)
- Bachelor's degree
想定年収
別途ご案内致します
予定勤務地
東京都千代田区
企業名
社名非公開:米国大手投資銀行

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雇用形態

  • 金融機関/金融プロフェッショナル
    選択中
  • コンサルティングファーム
    選択中
  • スタートアップ/ベンチャー企業
    選択中
  • 事業会社(マネジメント/M&A関連)
    選択中
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