このポジションはすでに募集を終了しております。
現在募集中のポジションにつきましては、転職支援サービスにご登録の上、担当コンサルタントまでお問い合わせください。
- 仕事内容
-
・Establish a strategy to develop and improve Operational Risk Management in the Compliance, Legal and People risk of the firm in partnership with risk domain SME functions.
・Conduct assessment of key Compliance, Legal and People risks and deliver cross-functional enhancement to improve controls.
・Participate and influence decision making in management forums and contribute to continuous improvement of risk practices.
・Lead ORMs oversight and challenge of assessment of risk exposures and control effectiveness in the relevant SME department Risk and Control Self-Assessments and take lead in assessing adequacy of risk and controls across the respective risk domains.
・Establish appropriate risk appetite and early warning metrics with SME functions to monitor risk exposures in line with firm’s risk appetite.
・Contribute to development of enterprise-wide risk and control management frameworks for these risk domains in collaboration with risk domain SME functions.
・Lead and challenge review of material operational risk events and analysis of thematic operational risks impacting across the risk domains.
・Lead in executing special projects and global initiatives to identify and mitigate risk.
・Coordinate and supervise efforts by regional Operational Risk Management team members covering Compliance, Legal and HR functions in their regional initiatives to provide globally consistent challenge, feedback and advise. - 必要経験
-
・10+ of relevant financial services risk management experience in 1LOD, 2LOD or 3LOD roles managing compliance, regulatory, legal and/or employment practices related risk and control reviews.
・In-depth technical knowledge with laws and regulations impacting global financial services industry, with working knowledge of Compliance functions preferred, including central compliance functions, financial crime, business compliance, surveillance and control testing. A working understanding of potential legal risk related to documentation, enforceability, and contractual obligations arising from global banking business is also advantageous.
・Understanding of key employment practices risks impacting financial services industry.
・Experience in investigating regulatory, legal and/or conduct issues, identifying root causes and proposing and overseeing implementation of controls enhancements.
Strong communication skills, both verbal and written; ability ・to produce concise and effective presentations.
・Language Proficiency: Fluency in both Japanese and English at business level or above. - 予定年収
- 別途ご案内致します
- 予定勤務地
- 東京都千代田区
- 企業名
- 野村證券株式会社
- 企業の特徴
- 日系大手証券会社。投資銀行業務を始め証券会社としてすべての領域で圧倒的な強さを誇る業界トップ企業。国内でも金融ＴＯＰクラスの人材がリクルーティング、育成されている。国内を中心に海外/28ヵ国にネットワークを持つ。投資銀行部門についていえば、日本企業が関わるM&Aアドバイザリーのリーグテーブルでは、件数、金額ベースとも常にトップクラスにランクインしており、国内最高水準の実績を積み上げている。
この企業にご関心をお持ちの方は、転職支援サービスへご登録ください。
- ご登録いただきましたら、キャリアミーティングにて担当者がご要望をお伺いし、より詳細な情報のご提供等、ご対応させていただきます。
- 上記企業との契約内容により、企業名を非公開とさせていただいております。
