Senior KYC Officer　求人詳細情報

Senior KYC Officer [ID:41128]

想定年収

1200万円程度まで

仕事内容

The Senior KYC Officer’s (SKYCO) primary focus is to act as the first level of control (1B) in reviewing, advising and validating on KYC (Know Your Client) due diligence assessment of prospective and existing clients. The SKYCO is also accountable for ensuring all relevant stakeholders sign-offs.

▪ Perform data control and KYC file review: Validates data entry into the KYC tools based on the due diligence conducted and controls documentation format and content, to ensure adherence to due diligence guidelines.
▪ Refers to relevant team members and/or managers to highlight data inconsistency and suggest methods of resolution. In addition, identifies root causes impacting the quality and the trainings needs.
▪ Ensures correctness and high standard of quality in the KYC files in adherence to the bank’s policies and procedures. Additionally, acts as a subject matter expert to support KYC Due Diligence team.
▪ Ensures timely escalation and owns proposed course of actions to line management to address identified risks and blocking points during such processes.
▪ Overviews the full client KYC file analysis, to ensure completeness and consistency before validation steps, substantiating the KYC review with a factual based-analysis.
▪ Ensures all processes executed during the final overview of the KYC files are delivered per predefined guidelines.
▪ Contribute to KPIs regarding quality (quality review including review of Compliance review results) and produce reports on the controls results performed and areas of improvement identified.
▪ Monitors decision and follow-up: Arranges, prepares and documents Client Acceptance Committee (CAC) towards the final approval for the KYC file. Also, coordinates CAC meeting.
▪ Liaises with Compliance, relationship managers and other senior stakeholders for KYC approval.
▪ Coordinates with KYC teams in other Corporate and Institutional Banking locations in order to streamline the multisite KYC approval process for client on-boarding and recertification. Ensures the completeness of the conditions.

必要経験

▪ Language: English (Business level), Japanese(Fluent)
▪ MS OFFICE PACK MICROSOFT EXCEL (Proficient):Business level
▪ Behavioral Skills: Attention to detail/rigor, Communication skills – oral & written, Decision Making(Expert)
▪ Transversal Skills: Analytical Ability, Ability to develop others & improve their skills, Compliance – Know Your Client – KYC(Proficient)

予定勤務地

東京

企業名

社名非公開：ヨーロッパ最大級の銀行グループ

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