過去に募集があったポジション例

  • HOME
  • 過去に募集があったポジション例

4115件中 / 2911~2920件を表示

前の10件
  1. 290
  2. 291
  3. 292
  4. 293
  5. 294
  6. 295
  7. 412
次の10件
チェックをした求人数：0件
チェックをした求人数：0件
チェックをした求人数：0件
チェックをした求人数：0件
チェックをした求人数：0件
チェックをした求人数：0件
チェックをした求人数：0件
チェックをした求人数：0件
チェックをした求人数：0件

  • Compliance Manager

    企業名
    社名非公開 : 英国系金融グループの日本における資産運用会社
    仕事内容
    • Assist in the provision of compliance advice / monitoring support in meeting both local and global compliance standards, identifying regulatory changes and communicating these to the business;
    • Assist in establishing and developing appropriate and effective internal compliance policies and procedures to ensure compliance with regulatory requirements, internal compliance policies and procedures;
    • Review and approve marketing materials and publications;
    • Provide advice for marketing on a cross-border basis;
    • Provide advice on Real Estate investment management business (TMK, GKTK scheme) from a regulatory perspective.
    • Provide advice on AML/KYC process based on group policies and local regulations as a 2nd LOD
    • Provide advice on Third Party Risk Management process based on group policies and local regulations.
    • Advise on regulatory change and assist and contribute in the operationalization of the changes;
    • Review and approve conflicts of interest reported, including outside business activities reported;
    • Review and approve personal account deals;
    • Perform checks and reconciliations to ensure personal account deals are in compliance with local and global compliance standards;
    • Perform Investment Guideline Monitoring / Trade Surveillance;
    • Maintenance of Compliance modules to ensure compliance with local and global compliance standards;
    • Provide advice on licensing requirements (Investment Management license including Real Estate business, Investment advisory/agency license including Real Estate business, Type II licence and Real Estate Brokerage license), including entity and individual representatives;
    • Registration of licence/ regulatory applications where applicable, including entities and individual representatives;
    • Work together with relevant business units on new business initiatives and projects, highlighting and addressing specific compliance and regulatory concerns;
    • Conduct compliance training on material regulations and internal compliance policies;
    • Perform regulatory filings based on Financial Instruments and Exchange Act, Real Estate Brokerage Act, Act on Protection of Personal Information and relevant laws and regulations.
    • Assist in the reporting to the board and management of key compliance initiatives, risks and issues to the management, including highlighting key compliance issues and significant regulatory developments;
    • Assist in any other ad-hoc compliance related projects
    想定年収
    ベース：　～1500万円＋インセンティブ
    この求人の詳細情報を見る
チェックをした求人数：0件

4115件中 / 2911~2920件を表示

前の10件
  1. 290
  2. 291
  3. 292
  4. 293
  5. 294
  6. 295
  7. 412
次の10件
SEMINAR / SELECTION

セミナー
選考会情報

注目のセミナー・選考会をピックアップ

  • 読み込み中...
セミナー・選考会一覧を見る
SPECIAL FEATURE

コンサルティング
ファーム特集

主要ファームの特徴・求人・選考情報を紹介

  • マッキンゼー特集
  • BCG（ボストンコンサルティンググループ）特集
  • アクセンチュア特集
  • PwCコンサルティング特集
  • KPMGコンサルティング特集
  • EYストラテジー・アンド・コンサルティング特集
  • アンテロープ転職成功事例
  • アンテロープコンサルタント
  • アンテロープオフィス

インフォメーション